ComplySci is a leading provider of technology solutions that help compliance organizations identify, monitor, manage and report on conflicts of interest arising from employee activities, including personal trading, gifts and entertainment, political contributions, outside business affiliations, and other code of ethics violations.
“I had previously worked at a partner and was familiar with ComplySci’s product. I didn’t consider any other firms. From my experience with the NYSE and discussions with others, I knew that ComplySci’s product was highly regarded with regulators.”
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