ACI - Accounting & Compliance International has established itself as the premier broker dealer FinOP and financial accounting consulting firm on Wall Street. Their team of series 27 licensed FinOp (Financial and Operation Principals) and CPA professionals provide independent broker dealers with turnkey accounting solutions. Acting as the FINRA Rule 1022 required FinOp, ACI is able to minimize costs and maximize the accuracy of financial reporting for their broker dealer clients. Formerly known as Gettenberg Consulting, ACI was founded in 1984 with the goal of becoming an industry leading provider of broker-dealer accounting services.
“When we first acquired SageTrader, LLC it was a small fully-disclosed broker dealer with a dozen accounts. I needed a complete general ledger support team, with regulatory reporting expertise; that I could rely on to help me manage the firm’s monthly accounting. I had worked with ACI in the past and they were definitely the outsource solution I needed. I have a great working relationship with one of the principals, Jay Gettenberg , with whom I have been able to work with to customize and expand the firm’s general ledger and reporting as the firm has grown and become more complex. It gives me comfort to know that ACI has a depth of staff, so I don’t have worry about illness and turnover which can otherwise be huge at a small firm. I also know that ACI is keeping up with regulatory trends and changing reporting requirements which helps me to be more confident in meeting my financial compliance needs.”


Read ACI Reviews, Testimonials & Customer References from 9 real ACI customers.