ACI - Accounting & Compliance International has established itself as the premier broker dealer FinOP and financial accounting consulting firm on Wall Street. Their team of series 27 licensed FinOp (Financial and Operation Principals) and CPA professionals provide independent broker dealers with turnkey accounting solutions. Acting as the FINRA Rule 1022 required FinOp, ACI is able to minimize costs and maximize the accuracy of financial reporting for their broker dealer clients. Formerly known as Gettenberg Consulting, ACI was founded in 1984 with the goal of becoming an industry leading provider of broker-dealer accounting services.
“ACI was engaged to act as our FINOP and manage our finances at W.R. Hambrecht & Co, LLC. Jay Gettenberg serves as our CFO and effectively oversees the ACI staff to ensure our regulatory filings are accurate and timely. They have assisted us through FINRA inquiries without exception and have provided us with increased transparency in our efforts to manage cash flows and effectively operate our business. As a supplement to the accounting expertise we have received, Jay Gettenberg assisted us in facilitating a significant transfer of retail brokerage accounts when we opted to refocus our operations on investment banking. His experience and contacts within the industry were invaluable in our efforts to find a broker dealer that could properly service these customer accounts.”
Read ACI Reviews, Testimonials & Customer References from 9 real ACI customers.